Allelic diversity of the host genetic background as a determinant in tumor metastatic dissemination Kent W. Hunter Laboratory of Population Genetics, National Cancer Institute, National Institutes of Health, Building 41, Room D702, 41 Library Drive, Bethesda, MD 20892-5060 USA. tel: 301-435-8957, fax: 301-435-8963, email: hunterk@mail.nih.gov Abstract
Keywords: Metastasis; Cancer; Progression; Genetics; Microarray; Gene expression; Inefficiency; Mouse models; Modifier; Quantitative traits; Genetic background 1. Metastasis
This process is of great importance to the clinical management of cancer since the majority of cancer mortality is associated with metastatic disease rather than the primary tumor [1]. In most cases cancer patients with localized tumors have significantly better prognoses than those with disseminated tumors. Since it has been estimated that 60–70% of patients have initiated the metastatic process by the time of diagnosis [2] better understanding of the factors leading to tumor dissemination is of vital importance. However, even patients that have no evidence of tumor dissemination at primary diagnosis are at risk for metastatic disease. Approximately one-third of women who are sentinel lymph node negative at the time of surgical resection of the primary breast tumor will subsequently develop clinically detectable secondary tumors [3]. Even patients with small primary tumors and node negative status (T1N0) at surgery have a significant (15-25%) chance of developing distant metastases [4]. In spite of the prevalence of secondary tumors in cancer patients, the metastatic process is an extremely inefficient process. To successfully colonize a distant site, a cancer cell must complete all of the steps of the cascade. Failure to complete any step results in the failure to colonize and proliferate. As a result, tumors can shed millions of cells into the bloodstream daily [5], yet very few clinically relevant metastases are formed [6, 7]. Although many steps in the metastatic process are thought to contribute to metastatic inefficiency, our incomplete understanding of this process suggests that we are aware of some but not all of these key regulatory points. For instance, killing of intravasated cells by hemodynamic forces and sheering has been thought be a major source of metastatic inefficiency [8]. However, recent evidence suggests that the destruction of tumor cells by hemodynamic force in the vasculature may not always be a major source of metastatic inefficiency. Cells in the bloodstream have been shown to arrest in capillary beds and extravasate with high efficiency and reside dormant in the secondary sites for long periods of time [9-11], sometime for years [12]. Micrometastases may form, but the bulk of these pre-clinical lesion appear to regress [10], probably due to apoptosis [13]. 2. Theories of metastatic inefficiency
2.1 Genetic modulation of metastasis inefficiency
More compelling evidence for the existence of allelic variation influencing metastatic efficiency comes from experiments from our laboratory. These studies are based on the use of highly metastatic mouse mammary model, the FVB/N-TgN(MMTV-PyVT)634Mul mouse [17]. This animal carries the mouse polyoma virus middle T antigen expressed from the mouse mammary tumor virus enhancer and promoter. Expression of the transgene induces synchronous multi-focal mammary tumors in all of the mammary glands of virgin female animals, and greater than 85% of these animals develop pulmonary metastases by 100 days of age [17].
To determine whether there was genetic modulation of metastatic progression the genetic background that the tumor arose on was varied by a simple breeding strategy. The PyVT mouse was bred to a variety of different inbred strains selected from different branches of the mouse phylogenic tree [18, 19] to survey a broad range of the allelic diversity captured in the inbred strains. The F1 progeny were aged to permit tumor induction and potential metastatic dissemination. Subsequently the lungs were examined to determine whether introduction of allelic variation had an affect on the density of pulmonary metastases. As can be observed in figure 2, a wide variation in metastatic efficiency was observed [20]. Since all of the tumors were induced by the same genetic event, expression of PyVT, the most likely explanation for this variation is that subtle genetic differences between the strains are affecting the metastasis process [21, 22]. Further evidence of the effect of background on metastatic efficiency was obtained by genetic mapping experiments. Using quantitative trait mapping strategies, three backcross mapping experiments and a recombinant inbred backcross were analyzed to identify chromosomal regions associated with metastatic efficiency. Two statistically significant associations were observed, one on chromosomes 6 and the other on 19 [23]. In addition, suggestive associations were observed for several other chromosomal regions. The ability to map metastasis efficiency loci within an inbred strain genome argues against random somatic mutations being the major determinant of metastatic efficiency since each individual animal would retain different sets of alterations, precluding meiotic mapping. Furthermore, the coincident mapping of metastasis efficiency modifying loci in independent experiments is consistent with inheritance by descent of a common allele during the genesis of inbred strains. This interpretation is further strengthened by the recent description of the limited haplotype diversity that is present in the inbred mouse genome [24-26]. Why do we need to add the additional component of complexity of genomic diversity to the theories explaining metastatic inefficiency? Other hypotheses have been developed over the decades to explain the phenomenon. Among the theories proposed are the transient compartment model [27] and the conventional progression model [28, 29]. Both of these theories are based on the supposition that it is a series of random events with in the tumor or tumor cell that are the primary determinants of the low efficiency of secondary tumor formation. Evidence exists for both models, however neither completely explains all of the observations. 2.2. The Progression Model
A second paradox observed in the data contained in two recently published gene expression papers. Using either primary breast cancers [32] or comparisons between primary and metastatic human solid tumors [22] these investigators have identified gene signatures that are predictive of metastatic progression from bulk tumor tissue. The progression model predicts that only a small subpopulation of the tumor would attain metastatic capacity and therefore would not be expected to dominate the gene expression profile of bulk tumors (figure 4). As a result, it has been suggested that metastatic potential must be encoded early in tumorigenesis by the specific collection of initiating mutations rather than secondary metastasis promoting events [21, 22].
While this explanation accounts for small tumors with extensive metastatic behavior and metastatic expression signatures in bulk tumor tissue, it creates its own paradox. If every cell in a large tumor, or at least the majority of cells, is primed for metastatic capacity, why is the efficiency of the process still so low? Certainly different collections of oncogenic mutations might have different metastatic efficiencies, and interactions with stroma at secondary sites may play a critical role [33]. However, the potential for large numbers of circulating tumor cells in the vasculature [5] and the ability of the majority of those cells to arrest and successfully extravasate [10] in target tissues would predict more efficient colonization at distant sites than is, fortunately, observed. 2.3. The Transient Compartment Model
Support for this model comes from studies demonstrating that methylation inhibitors can modulate metastatic capacity of cell lines [34-38]. However, while global demethylation may mimic some of the proposed epigenetic events, these agents can cause chromosomal aberrations [39], opening up the possibility that the modulation of metastatic capacity was due to mutational rather than epigenetic events. In addition, genomic instability is a hallmark of solid tumors and increases in the numbers of chromosome aberrations often reflect poor prognosis [40]. The inability of cells isolated from metastases to be consistently more metastatic than the primary tumor could easily be explained by additional genomic events within cells that disrupt the delicate balance of molecular events required to successfully complete the metastatic cascade [41]. Furthermore, the transient compartment model does not explain the clonal nature of metastases [42-44]. Since primary tumors are known to be heterogeneous [45], if every cell had metastatic ability that was modulated only by transient epigenetic events then it is less likely that significant proportions of secondary tumors would appear to be of clonal origin [29, 46, 47]. 3. Genetic background affects potentially
resolves paradoxes
Importantly, the genetic efficiency model not only exerts its affects within the tumor cell itself, but also in the primary tumor stroma as well as the microenvironment at distant sites. Target organ microenvironment is known to play an important role in metastasis formation [48, 49]. Tumor cells are known to require normal stroma for important signaling events [50]. As a result, polymorphisms that alter the function of normal tissue functions, for example promoter polymorphisms altering cytokine levels, missense polymorphisms affecting adhesion molecule function, alterations in signaling cascades etc., may be as important a barrier to successful metastatic colonization as alterations occurring within the tumor cell itself. The growing evidence suggesting that the majority of tumor cells are capable of extravasating [10, 11] suggest that proliferation in the secondary sites may in fact be one of the most important determinants to whether cells proliferate into a secondary tumor or undergo apoptosis. Furthermore, it is conceivable that allelic variation may affect escape from immune surveillance. Subtle variations in the ability of the host to mount an effective cytolytic defense, coupled with the ability of highly malignant cells to down-regulate tumor specific antigens [51], might also play an important role in metastatic efficiency. 4. Implications These observations, particularly the microarray data, have important implications for metastasis detection and management. If genetic background is a major influence on metastatic potential, as measured by predictive gene expression patterns in normal and tumor tissue, it suggests that like cancer susceptibility, there may be individuals or families present in the human population that are more susceptible to disseminated disease. It may therefore be possible to identify these individuals before they develop neoplastic disease so that they might be more aggressively treated with neo-adjuvant therapies immediately upon diagnosis of the primary tumor. Alternatively, since tumor dissemination often appears to be an early event, it is theoretically possible that a chemo-prevention regime might be developed that would prevent tumor metastasis before the primary tumor was clinically apparent, enabling the bulk of human cancer to be cured by surgical resection. 5. Summary
Acknowledgements References
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